Securities regulation in the United States

Results: 4123



#Item
301Business / Kentucky / United States securities law / Financial economics / Mergers and acquisitions / Hurstbourne /  Kentucky / Securities Act / Securities regulation in the United States / Security / Louisville metropolitan area / Stock market / SEC filings

SECURITIES AND EXCHANGE COMMISSION Washington, D.CSCHEDULE 13E-3 Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 NTS Realty Holdings Limited Partnership (Name of the Is

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Source URL: app.resiteit.com

Language: English - Date: 2013-04-01 15:45:53
302Financial markets / Financial risk / Systemic risk / United States housing bubble / Shadow banking system / Liquidity risk / Repurchase agreement / Bank / Market liquidity / Financial economics / Economics / Finance

Response to The Financial Stability Board’s Consultative Document: Strengthening Oversight and Regulation of Shadow Banking A Policy Framework for Addressing Shadow Banking Risks in Securities Lending and Repos

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Source URL: www.financialstabilityboard.org

Language: English - Date: 2014-09-19 10:16:56
303Business / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Public company / U.S. Securities and Exchange Commission / Financial regulation / Government / Regulation S-K / United States securities law / Finance / Corporate crime

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION April 10, 2015 In the Matter of

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Source URL: www.sec.gov

Language: English - Date: 2015-04-09 20:13:17
304OTC Markets Group / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial regulation / Government / Financial economics / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION May 5, 2015 In the Matter of

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Source URL: www.sec.gov

Language: English - Date: 2015-05-05 07:44:30
305Securities Exchange Act / Securities and Exchange Commission / Financial regulation / Financial economics / Government / Osaka Securities Exchange / Banja Luka Stock Exchange / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION April 21, 2015 ____________________________________ In The Matter Of

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Source URL: www.sec.gov

Language: English - Date: 2015-04-21 08:40:00
306Securities Exchange Act / Securities and Exchange Commission / Government / Financial regulation / Financial economics / United States securities law / OTC Markets Group / U.S. Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION April 22, 2015 In the Matter of

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Source URL: www.sec.gov

Language: English - Date: 2015-04-21 19:59:25
307Regulation D / Financial regulation / Securities Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / Government / Financial economics / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Microsoft WordASX Announcement Presentation to Mining the Territory Conference.doc

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Source URL: www.uel.com.au

Language: English - Date: 2015-03-31 21:05:55
308Income tax in the United States / United States securities law / Value added tax / Promotion of Access to Information Act / Government procurement in the United States / Finance / Regulation S-X / Regulation S-K / Business / Accountancy / Accounting records

Page 1 of 6 EFROG DIGITAL DESIGN CC MANUAL IN TERMS OF THE PROMOTION OF ACCESS TO INFORMATION ACT 2 OF 2000

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Source URL: www.efrogthemes.com

Language: English - Date: 2011-12-14 08:08:17
309Finance / United States Securities and Exchange Commission / United States securities law / Financial regulation / Stock market / Securities Exchange Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / Self-regulatory organization / Financial economics / Financial markets / Financial system

Proposed Rule: Exemption for Certain Exchange Members

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Source URL: www.sec.gov

Language: English - Date: 2015-03-31 08:42:36
310Financial regulation / Securities Exchange Act / SEC Rule 10b-5 / Securities Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / United States / Financial system / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 6, 2015 SECURITIES EXCHANGE ACT OF 1934

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Source URL: www.sec.gov

Language: English - Date: 2015-05-06 16:31:15
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